Module 5

AI Compliance & Ethics

Navigating the legal and regulatory landscape of AI deployment.

Regulatory Frameworks

Understanding the EU AI Act and global standards.

Key Compliance Pillars

Focus areas for the Master Grade engineer: • Transparency: Disclosing when AI is used in decision making. • Accountability: Maintaining human-in-the-loop for critical operations. • Data Privacy: Ensuring nDSG and GDPR compliance in training data.

Operationalizing Ethics

Implementing 'Compliance-as-Code': 1. Automated bias detection in outputs. 2. Version-controlled system prompts for auditing. 3. Explicit consent mechanisms for PII usage.

The Compliance Mirage

Compliance is not laudanum for security. A compliant system can still be vulnerable to prompt injection or data leakage.

Red-Teaming Checklist

Audit training data for PII leaks
Implement a 'Human-in-the-loop' override ✓
Map AI usage to EU AI Act risk categories
Establish an AI Ethics Board/Review process
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